Broker Check

Orange Office

500 N State College Blvd,

Suite 1100
Orange, CA 92868

Frequently Asked Questions

1. Do you work under a fiduciary standard?

We work under a fiduciary standard. This means that we have the legal and ethical obligation to do what is in the client best interest at all times. 

2. How do I make an appointment?

You  are welcome to schedule a meeting online by clicking here, or you can call us at (714) 919-4446

3. Where are you located?

We have one location in Southern California, in the city of Orange, and one in Northern California, in the city of San Francisco. However, we have multiple meeting locations available throughout the state of California. We are happy to schedule your meeting in one of our meeting locations that will be closest to you.

4. How should I prepare for my first meeting?

List of questions: We recommend that you prepare and list your questions ahead of your meeting. You are welcome to bring them with you, or send them to us ahead of your scheduled meeting.

Please bring with you the following documents:

  • Most recent retirement plans (ex. 401K's, IRA's, 403b's, Pension plan, etc), investment account, and bank statements.
  • Most recent Personal and/or Corporate Tax Returns
  • Projected Income for this year/Pay Stubs
  • If you are going through an employment transition or are transitioning into retirement, we also recommend that you bring any documentation provided by your former employer (ex. Letter of separation, severance information, medical plan and life insurance details, unemployment award letters, etc).

5. What are your fees?

Your first meeting is complimentary. It will give you the opportunity to ask questions and receive important information. 

Financial Planning & Wealth Management Services:

Hourly Fee: After your first and in some cases second meeting, charges for subsequent meetings will be determined by your individual situation and the services you are seeking.

Flat-Fee: You may go forward on a flat-fee, which will include the active management of your account as well as unlimited consultations in person or by phone without incurring any hourly fees.

Comprehensive Financial Plan:

Plan Fee: The fee for the Financial Plan document will be determined by the complexity of your situation. On average, the fee will range from $1,500 to $5,000. 

Our fees are generally below our competitors. We are happy to provide you with a schedule of fees during your meeting.

If you have any additional questions, please feel free to call us at 714-919-4446 or send us a note by completing the form below.

Have a Question

Thank you!