Clearing Firm


National Financial Services, LLC

Many of our client accounts are held at National Financial Services,LLC, A Fidelity Investment Company®. NFS was established in 1983 and as of September 30, 2015, they serviced millions of accounts representing nearly $3 trillion in assets under administration.

Fidelity Investments is one of the world's largest providers of financial services, with custodied assets of $5 trillion, including managed assets of $2 trillion as of September 30, 2015. For more information on NFS, please visit


Securities Investor Protection Corporation (SIPC)

National Financial Services LLC is a member of the Securities Investor Protection Corporation (SIPC), which was created in 1970 to protect customers of member broker-dealer firms in case of broker-dealer liquidation.  For additional details, please visit